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District of Columbia securities act. Hearings before the Subcommittee on the Judiciary of the Committee on the District of Columbia, United States Senate, Eighty-eighth Congress, second session, on S. 1001 (H.R. 9419), bills to provide for the regulation of the business of selling securities in the District of Columbia, and for the licensing of persons engaged therein, and for other purposes. March 5, 19, and April 29, 1964. by United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on the Judiciary.

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Published by U.S. Govt. Print. Off. in Washington .
Written in English

Subjects:

  • Securities -- Washington (D.C.)

Book details:

Classifications
LC ClassificationsKF26 .D555 1964
The Physical Object
Paginationiv, 131 p. ;
Number of Pages131
ID Numbers
Open LibraryOL18456194M
LC Control Number64061608

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the District of Columbia Securities Advisory Committee; and to repeal the District of Columbia Securities Act and Investment Advisers Act of BE IT ENACTED BY THE COUNCIL OF THE DISTRICT OF COLUMBIA, That this act may be cited as the "Securities Act of ". TITLE I. DEFINITIONS AND RULES OF CONSTRUCTION. Sec. Definitions. Title District of Columbia Securities Act: P.L. , 78 Stat. , Aug Corporate Author United States, enacting jurisdiction. Added Corporate Author Arnold & Porter, compiler. Description 1 online resource (1 volume, various pagings). Series U.   District of Columbia securities act: Hearings before the Subcommittee on the Judiciary of the Committee on the District of Columbia, United States Senate, Eighty-eighth Congress, second session, on S. (H.R. ), bills to provide for the regulation of the business of selling securities in the District of Columbia, and for the licensing of persons engaged therein, and for other purposes. The District of Columbia Securities Act. The District of Columbia Securities Act (Congress Public Law , Aug. 30, , 78 United States Statutes at Large ) is a U.S. federal law, passed by the United States District of Columbia Securities Act was signed into law by President.

District of Columbia Securities Act; TOPN: District of Columbia Securities Act. | A History books, newspapers, and other sources use the popular name to refer to these laws. Why can't these popular names easily be found in the US Code? How the US Code is built. Parts of District of Columbia Revenue Act of Hearings Before the Committee on the District of Columbia, United States Senate, Ninety-fourth Congress, First . The Securities Bureau of the Department of Insurance, Securities and Banking (DISB) administers and enforces the District of Columbia’s laws and regulations applicable to securities offerings and investment professionals. DISB licenses and monitors investment advisers and their representatives and broker-dealers and their agents, and reviews certain public securities offerings in the. Washington, DC— Today, the District of Columbia Department of Insurance, Securities and Banking ( Aug 25 Washington, DC—The District of Columbia Department of Insurance, Securities and Banking (DISB) has May 20 Insurers File Proposed Rates for District of Columbia Health Plan Offerings.

Electronic books Legislative histories: Material Type: Document, Internet resource: Document Type: Internet Resource, Computer File: All Authors / Contributors: Arnold & Porter, OCLC Number: Description: 1 online resource (1 volume) Other Titles: Legislative History of the District of Columbia Securities Act P.L. UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA which are codified as Section 30A of the Securities Exchange Act of ("Exchange Act") [15 U.S.C. § 78dd-1]. In addition, by disguising these payments on ABB's books as legitimate expenses through the creation false business records, Defendants violated. As specified by Article One of the United States Constitution, in fact as one of the enumerated powers of section 8, Congress assumed direct administrative control of the federal district upon its creation by the District of Columbia Organic Act of There was no district governor or executive body. The U.S. House created a permanent Committee on the District of Columbia in January   An issuer offering securities pursuant to rule of SEC Regulation D, 17 C.F.R. § , may use the exemption found in § (12)(A) of the Act. Such issuers shall be prohibited from making offers to more than ten (10) persons, during any period of twelve (12) consecutive months.